Regulatory Compliance

• Summation – Provides credit unions with information on topics related to regulatory compliance. It includes summaries of compliance issues, updates on regulatory alerts and letters from NCUA, and requests for comments on proposed rules and issues.
   
• MnCUN Compliance Reference Guide: December 2009  (full version)
  • A Guide to Responding to Garnishments & Levies
          –  Update on Garnishments Issued on Joint Accounts (May 2010)
  • Credit Union Charter: State vs. Federal
  • Regulatory Summary 2009
  • Credit Union Report Deadlines 2010 (organized by category)
  • Credit Union Report Deadlines 2010 (organized by date)
     
• Records Retention Guide (Jan. 2009) – Includes information to assist credit unions in managing their records. This reference guide overviews factors to consider when making retention decisions and outlines legal requirements for retaining records.
   
• Credit Union Guide to Responding to Third Party Requests for Member Information (Dec. 2005) – Guides credit unions on how to handle and process third party requests for credit union member information.
   
• Fundamentals of Account Compliance (Dec. 2005) – Reviews the legal administrative responsibilities and associated liabilities pertaining to the administration of different types of accounts.